ATMO/GEOS 595c Patterns and Mechanisms of Decadal Climate Variability
Reading focus questions and session summaries



Jan 23rd: Intro to modern/historical climate data/analysis (Rayner et al., 2003; Schubert et al., 2004)

For Rayner et al. (2003; hereafter Ra03), which is rather long, please focus on sections 1,3-4, and 6-7 of the paper. 
  1. What is the 'target' for maximum allowable bias in sea surface temperature data products for climate analysis?  What are the major corrections made to sea surface temperature data analyzed in Ra03, and has that requirement been met?
  2. What are the major (large-scale spatial, decadal-centennial timescale) features evident in the Ra03 SST data product? 
  3. What is, and what is the effect of the "reduced space optimal interpolation" procedure?  Are you convinced it is a useful addition to straightforward averaging?
  4. What is the working hypothesis in Schubert et al. (2004; hereafter Sch04) for the mechanism behind Great Plains droughts?  What is their strategy for testing this hypothesis?
  5. What are the major common features in the modeling and observations?  What are the major differences?  What do you conclude about the ability of the model to realistically simulate drought over the coterminous US?  For our ability to predict or hindcast the extent and amplitude of any one drought?
  6. Is there evidence for a regular or periodic cycle of drought activity in the Great Plains, and a decadal-timescale mechanism forcing variation in precipitation?  Why/why not?
[MNE 1/23/08]  There are many potential sources of uncertainty in gridded historical data products.  We focused discussion on sea surface temperature data because SST is an important determinant of low-frequency climate variations, such as those analyzed in Sch04. Among the sources of uncertainty are biases due to systematic change in the number, type, frequency, method, seasonality, sea-ice proximity and location of the observations, and random error in the digitization process.  Some progress has been made in identification and a posteriori correction of these errors via statistical analysis of contemporaneous data from different sources, and interpolation of missing values via objective analysis procedures, but it is difficult to test if the corrections and interpolation are accurate.  The first EOF of the lowpass-filtered Ra03 SST product is a trend pattern likely associated with the global warming signature in the oceans, but which also exhibits decadal-timescale variations of +/- 0.2 degrees C; NINO34 SST anomalies also exhibited decadal-timescales variations of +/- 0.5 degree C or more.  We decided that these variations were interpretable and possibly exhibited a 30-year cyclicity, but there was some uneasiness in doing so, as the variations did not have a precise cyclicity, and the observing period was short.  At this point there was an outcry for a definition of "decadal climate variability".  Since the term is used in so many different ways in the literature, we agreed to leave it as "variations occurring on 10-100 year timescales" and to revisit the definition over the course of the semester.

The five features enabling Sch04's study were (1) existence of a SST forcing field for the 20th century fron Ra03; (2) ability to perform ensemble model simulations of the atmospheric response to SST forcing; (3) a reasonable match found between simulated and observed rainfall over the Great Plains, especially for the 1930s; (4) ability to 'parse' the model to identify the mechanisms underlying the modeled results; and (5) perform additional simulations to test the importance of those mechanisms.  Sch04 showed convincingly that droughts came in many 'flavors', and some observed drought periods (e.g. 1950s, early 1970s) fell on the shoulders of the distribution of ensemble members.   Cold tropical SSTs during northern Hemisphere winter and early spring were important especially for the simulation of the Dust Bowl, with the other ocean basins less so; this fit with much ENSO teleconnection theory invoking forced Rossby wave trains at the tropopause, a literature stretching back to Hoskins and Karoly (1981).  However, without a soil moisture integration (timescale: 1.5 years or so) and amplification mechanism operative in the summer and fall, the simulated Dust Bowl drought would have been only about 1/5 as large as observed.  The idea is that evaporation of deep soil moisture maintains lower atmospheric humidity, which in turn supports latent heating, moist convection and convective instability, which in turn replenishes deep soil moisture. Hence there appears to be evidence for the integration of a quasi-interannual forcing phenonenon (ENSO) and more random mid-latitude precipitation, via deep soil moisture storage, to produce low-frequency variations in precipitation -- with the tropical Pacific perhaps the factor "tipping" the Great Plains drought state from wet to dry and back again.


Jan 28/30th: Intro to paleoclimate data/analysis

For the NRC (2006) report:
  1. What are the strengths and weaknesses of each variety of paleoproxy data?  Make yourself a table.
  2. Which sources of paleoclimate proxy data do you expect to be most useful for the study of decadal climate variability?  Why?
  3. What are the pros and cons of the climate field reconstruction approach described in Ch. 9,11?
  4. If you could have more observations from anywhere on the planet for studying decadal climate variability, from where would you get them, and from which proxies?
For the Mann et al. (2000) reading:
  1. Do you agree with the conclusions reached by the NRC panel concerning the value of multiproxy climate field reconstructions spanning the past 1000 years?
  2. What is the value of multiple proxies?  Would we have a better reconstruction if we used only one or another type of proxy observation?
  3. Are there reasons why the proxies themselves would tend to amplify or damp out decadal scale variations?  How about the process of producing climate field reconstructions?
  4. Is there decadal variability in the MBH99 reconstructions?  How do pre-20th century and 20th century timescales and amplitudes compare?

[AZC 1/30/2008] There are a myriad of ways to reconstruct variability over times beyond the instrumental record. Our discussion focused on the reconstruction carried out by Mann et al. (1998). Global climate is complex so how can we reduce this complexity? By looking at patterns. How do we examine patterns? PCA and EOF analysis are a good way to do this. What is PCA? Patterns in space, pattern strength and behavior in the system. Mann et al. (1998) used the approach of breaking the climate field into EOFs and separately broke the proxy records into EOFs then attempted to predict the climate field temperature EOFs from the proxy EOFs. We discussed that signal strength could be locally dependent because of the regional nature of the proxy records but that this problem is reduced by using a global set of records. When examining the individual spatial patterns of the EOFs it was brought up that we have to be careful about assigning physical processes to these patterns since the patterns are essentially statistical constructs. We discussed synoptic patterns moving through the data and how they may not be detected. The global nature again may help or hinder in the detection of these processes depending on the calculations used. This issue could be resolved by using the frequency domain to look at the records.

We then discussed what assumptions must be made when reconstructing climate in this manner. Linear relationship must exist between the proxy and data patterns. We need few degrees of freedom and the patterns can’t move i.e. the NAM must always be represented by a ring around the North Pole otherwise the reconstruction won’t work.

Doing this analysis we choose records that show the patterns strongly. How much do we lose? Error bars get larger with time because we lose records. This could introduce a spatial bias as well if all the longer records come from one region or if weighting lends more strength to those records.

Can we look at decadal variability this way? Well we can look at the EOFs and the PCA. We could model decadal variability both by just having a model and letting it run unforced or by forcing a model and seeing what develops. Could we use a bare planet model? Yes, but how bare can you go before you lose the complexities needed to produce the necessary variability. Sometimes the complexities are necessary.

Can we rely on proxies? Well we only have 100 years of instrumental data so we must, but how does autocorrelation or dating errors affect proxy data? Autocorrelation can smooth the data bringing out more in the decadal range relative to the annual. Age model uncertainty can in some cases enhance the decadal signal relative to the annual signal as well.



Feb 4th/6th:  Null Hypothesis: The climate has memory; The continuum of climate variability

For the Pierce (2001) selection (concentrate on section 2 through 2.2):
  1. What is meant by deterministic vs. stochastic components of climate variability?
  2. What is "red noise"?  What does it look like on a power spectrum?
  3. In the hypothetical example, the thermal mass of the bucket must be small relative to the thermal mass of the atmosphere for the model to be valid.  Why?  What happens if this assumption is violated?
For the Huybers and Curry (2006) reading:
  1. Consider how the different insolation forcing cycles affect temperature variability on diurnal, annual and Milankovitch (obliquity, eccentricity, precession) timescales as a function of latitude.
  2. Consider Toby's demonstration of the effect that age model uncertainty has on the power spectrum of 3,7,and 10 year cycles.  How might this biase the power spectrum, especially for long-term climate proxies?
  3. How might deterministic processes at certain timescales translate into stochastic processes at other timescales?  More specifically, how might decadal timescale climate variation could be generated from the annual cycle?
[NM 2/4/08]   Our first discussion of the topic Null Hypothesis: The climate has memory centered around the discussion of the Pierce (2001) paper and our data exercise of filtering and analyzing the Mann data.

Climatic processes can be described as either deterministic or stochastic; they are essentially antonyms. Deterministic processes are governed by consistent mechanisms that are understood and should be predictable; the same inputs into a deterministic mechanism should always have the same outcome (unless the system is chaotic). A stochastic mechanism has a random component to it, so it is unpredictable on an individual basis, so is characterized statistically.  White noise is completely random data, where each value has no predictive capability for the next value, and is flat on power spectrum (i.e. it has equal power at all frequencies). Red noise has more power at lower frequencies (red light is low frequency for visible light), so the power spectrum of red noise is higher at lower frequencies.  Because atmospheric heat input into the ocean is an essentially stochastic process (ignoring ocean-atmosphere feedbacks), and because the thermal diffusivity of water is relatively low, the ocean effectively filters high frequency atmospheric heat input, causing a tendency towards low-frequency (decadal) variability (red noise). Understanding how much of a role this phenomenon plays in observed decadal variability is a key question, which is discussed by Pierce (2001). By observing the autoregressive characteristics seen in SSTs and feeding white noise atmospheric input, Pierce (2001) generates artificial time series that show the same sort of variability as the PDO (fig. 3 and 4.). Using coupled ocean-atmosphere models of increasing complexity, Pierce (2001) tested the relative importance of the white-noise response, finding enhanced variability in 20-year variability, generally in the same region as in the white noise response.  The bucket example relies only on the thermal response of water to atmospheric heat forcing. This ignores the role of ocean circulation, but also requires that the bucket be small; in the real ocean the amount of heat stored in the surface ocean is so large relative to the atmosphere that the ocean drives atmospheric heat content, rather than the other way around.

We concluded that both Mann et al. (2000) reconstructions (cold season tropical; warm season N. American average) show decadal variability, and that it is observable both in the raw data series, and even more so in the filtered series.  The series were correlated, showing the same first-order trend, and appear to covary on decadal timescales as well, although the mechanism for this correlation is unclear. First, the two datasets are derived from the same records, so in that sense the co-variation is to be expected. It has also been suggested (e.g. Schubert et al., 2004) that Pacific SSTs drive warm season drought and temperature in North America, however Schubert et al. suggest an inverse relation (i.e. cold tropical Pacific SSTs correspond to warm NAm summers, and vice versa), which is contradictory to the positive correlation observed between the two datasets.  We might have to remove the warming trend in both series to see support for Schubert.

[NM 2/4/08]   Huybers and Curry (2006) used a suite of instrumental and proxy records to look at periodic variability in the climate system, both spatially and temporally. A significant, if intuitive, finding was the increase in power of the annual cycle with latitude and other continents, and the consequent change in the shape of power spectra from high vs. low latitudes. Higher latitudes and continents experience greater climate variability; particularly during the annual cycle, but also on orbital timescales. Because the power of the annual cycle is greater, the slope of a log-log plot of the power spectrum (i.e. the power law coefficient, β) is lower at high latitudes and over land.

Perhaps the most profound implication of Huybers and Curry’s (2006) result, is the possibility that what they call “continuum temperature variability” (i.e. variability on timescales greater than annual but less than orbital) is a response to deterministic annual and Milankovitch-scale deterministic forcing. This would mean that internal climate variability (e.g., ocean circulation and “memory”, ice sheet dynamics, etc.) serves as a mechanism to transfer deterministic annual and orbital variability to other frequencies. Both their high- and low-latitude compilations indicate a “kink” in the power law at frequencies of ~100 yr, perhaps suggesting that climate variability at timescales <100 yr (> 100 yr) is the continuum response to annual (orbital) deterministic forcing.  It also may suggest that although ultimately it's all solar, the sub-centennial variations are driven by internal mechanisms distinct from those at lower frequencies.  It is in this way that chaotic processes in the climate system may translate deterministic forcing at one frequency to stochastic at others.

We also continued our discussion of how white noise can be manifest as lower-frequency variability mathematically, specifically discussing a couple functions (i.e., random walk and coherence resonance) that receive white noise input but have red noise output. I’ve attached some matlab code that lets us play with these functions.



Feb 11/13:  Pacific Sector: Observations (Garreaud and Battisti, 1999)

  1. ENSO is a big part of anomalies in the global circulation described here.  How do the authors remove ENSO-related variations to explore patterns and timescales of lower-frequency variations?
  2. What are the primary similarities and differences in ENSO and ENSO-like interdecadal climate variations?
  3. What observed phenomena do GB99 link to ENSO and decadal ENSO-like variations?  What is the evidence these are based in the tropical Pacific?
  4. Does the evidence require mechanisms for decadal variability distinct from those producing ENSO?
[TLS 2/14/08]  The coupled ocean-atmosphere dynamic centered in the equatorial region of the Pacific was the focus of this week’s reading and discussion. The east and west Pacific show distinct differences in regard to weather and climate. The western Pacific is marked by a calm ‘warm pool’ with a relatively constant thermal state while the eastern Pacific shifts as the thermocline rises and sinks in a wave-like function, triggering ENSO. Seminal work by Zhang et al. 1997 (ZWB) identified atmospheric circulation anomalies associated with inter-annual (ENSO) and decadal (ENSO-like) cycles in the Tropics and Northern Hemisphere.  The shortcoming of the ZWB dataset (developed using the
Comprehensive Ocean-Atmosphere Data Set* *(COADS)) was that it was cropped below 30 degrees south. Garreaud & Battisti (1999) were able to
reproduce Zhang et al. methods using a more global dataset (National Centers for Environmental Prediction/National Center for Atmospheric Research* (*NCEP/NCAR)).

G&B, interested in lower-frequency patterns, and following ZWB, removed ENSO variability from their data by creating a 6-year high-pass filter for the cold tongue index (CT*). This high pass filter differs from a low-pass filter in that it seeks to remove the interannual cyclicity associated with ENSO. The leading principal component of global SST (G) was linearly fitted to CT* to produce a global residual (GR). GR is linearly independent of CT* and captures inter-decadal variability. G&B were able to then compare the CT* (ENSO) and GR (ENSO-like) variability in various climate fields regressed on these indices.

G&B reproduced the main elements of ZWB -- much of the decadal variability was ENSO-like in its structure, except not so equatorially-confined in the eastern Pacific, finding analogous features in the southern hemisphere to those previously observed in the Northern Hemisphere.  Two exceptions were that the decadal-timescale Pacific-North America pattern (PNA) analog in the Southern Hemisphere (called the PSA) has weak vertical structure; and the pattern of surface wind and wind convergence in the tropical Pacific was much less organized than that associated with CT*.  G&B argued that this evidence suggested a tropically-centered and distinct mechanism for decadal variability in the Pacific Basin, but we were not so sure.   First, how do we know the subtropics weren't driving the tropical variations; and second, were these patterns verifiably significant with respect to a reasonable null hypothesis?


Feb 18/20: Pacific Sector: Mechanisms (Latif et al., 1998; Newman et al., 2003)
  1. What are the mechanisms by which atmosphere-ocean models produce decadal-scale variability in the Pacific?
  2. What is the fundamental difference between the mechanisms L98 reviews, and that of N03?  How is the N03 null hypothesis different from
  3. What implications does the N03 expanded null hypothsis have for the ability of proxy data to record North Pacific decadal variability?

[NM 2/22/08]  We discussed two mechanisms for the Pacific Decadal Oscillation, following the discussion of Latif (1998) and Newman et al. (2003). Latif (1998) reviewed the model simulations of a primarily extratropical mechanism, driven by the subtropical ocean gyre. The mechanism is fairly simple: beginning with an anomalously strong subtropical gyre, warm tropical waters are transported north along the western boundary current and it’s extension. This warms SSTs in the NW pacific, resulting in a stronger gyre, and a positive feedback loop, allowing for the development of the Pacific-North American pattern. The atmosphere responds with a negative feedback, a wind stress curl anomaly, which dampens the poleward transport of warm equatorial water, weakening the gyre. This mechanism may explain the persistent decadal oscillations observed in the PDO, and Latif (1998) shows that it is simulated by models with ranging complexity, providing support for the hypothesis.

The analysis performed by Newman et al. (2003) takes the discussion in the other direction, suggesting that the decadal variability observed in the PDO is a function of the influence of interannual tropical variability (ENSO) on the SSTs in the North Pacific and the reemergence of the previous year’s SST anomalies in the North Pacific. They test this hypothesis by developing a simple model, where they attempt to model the PDO as a function of this year’s ENSO index, last year’s PDO index, and white noise. The resulting signal is remarkably similar to the observed PDO over the past 100 yr, and the power spectrum of multiple iterations of this analysis suggests that the decadal variability in the PDO can be explained by this simple hypothesis. There are two consequences of these results, first, this is a new null-hypothesis for the PDO, and it is unclear whether or not other mechanisms are needed to explain decadal variability in SSTs in the North Pacific. Second, it raises the question about decadal variability in proxy series that have been attributed to the PDO, because climate integrators which are sensitive to ENSO, and that are autocorrelated may show PDO-like variability, but may not be forced by decadal scale variability in SSTs in the North Pacific.


Feb 25/27: Pacific Sector: Predictability (Newman 2007)
  1. What are the pros and cons of linear inverse modeling Pacific decadal variability?
  2. What are the mechanistic and diagnostic features of the ocean-atmosphere system which are captured by the LIM?  Which aren't?
  3. How can a system exhibit decadal variability and yet have skillful predictability for perhaps only 1 year lead times?

[AT 2/28/08] This week, we discussed whether the PDO is a predictable pattern and how much North Pacific (NP) SST predictability is influenced by the tropics, or vice-versa. A linear inverse models (LIM) was used to analyze interactions with the tropics and NP SST anomalies because individual patterns are not ideal in our complex ocean-atmosphere system. LIMs, in a nutshell, set up a model from what you’re measuring. It models a system that is consistent with the outputs. They are simple models with empirically-derived modes that assume stable, linear dynamics.

Can LIM reproduce spectral peaks from the ENSO signal? To look into this, Newman used the HADlSST dataset to calibrate the model, ran it, and plotted the power spectra. The plots indicate that coupling is important at lower frequencies (decadal?). Uncoupled patterns (the green line in figure 4) peak around f= 0.2/yr. We determined that the NP was not influencing the tropics and that LIM does a decent job explaining the observed power spectra of annual mean tropical and NP SST on interannual and interdecadal timescales (refer to figures 4 and 5). Newman also compared LIM to several GCMs (figure 14). The results point out that current GCMs were not correctly simulating the observed PDO-ENSO correlation. One apparent reason that LIM is so good at this correlation is because it is forced with SST to correlate the PDO-ENSO interaction while the GCMs were not constrained by observed statistics of the system. We decided that GCMs are much more complex than LIMs but that a fairer comparison might be made by substituting observed SSTs into the models and running them again.

Newman correlated ENSO and PDO to determine which pattern influenced the other (figure 10). The line graph indicates that the NP is not influential in the ENSO regime (f=0.2-0.3/yr), indicating that the tropics are the influential pattern here; other results suggested that the tropical variations led the NP variations, again suggesting the tropics as the 'driver'. The question of whether we can use LIM for predictability was touched upon in the discussion of forecast skill. 2-yr forecast skill autocorrelations were noticeably less than 1-yr forecasts perhaps because autocorrelation loses skill over each year. This opens up the conversation to whether or not skillful prediction at 1-year lead time is useful. Even though we need predicting power greater than 1 year for decadal variability, a 1-year lead time is still an achievement. It allows adequate preparation time for necessary preparation on many levels (federal, state, etc.). Ultimately, however, “decadal SST predictability is not equal to decadal atmospheric predictability or predictions over land” because the atmosphere and land surface may impart shorter and longer timescales, respectively (Shey).  And it wasn't clear that in a weak PDO state, the operational LIM forecasts had much skill beyond a 3-6 month leadtime.


Mar 3/5: Indian Sector: Observations (Saji et al., 1999; Charles et al., 2003)
  1. What is the mechanism by which the Indian Ocean dipole works?  Does it exhibit decadal timescale variability? 
  2. Is the dipole mechanism unique and independent of ENSO?
  3. Are the coral records sufficient to identify whether the IO Dipole is independent of Pacific ENSO and of the South Asian monsoon?
[AKM 3/10/08] This week we looked at ocean-atmosphere variability in the Indian Ocean. More specifically, we evaluated the suggestion of Saji et al. (1999; hereafter S99) that there is a mode of Indian Ocean variability that is independent of ENSO.  S99 define this mode – the Indian Ocean Dipole (DMI) - as anomalously low SSTs off the coast of Sumatra and high SSTs off the coast of east Africa, along with corresponding wind and precipitation anomalies. This pattern is the second EOF of Indian Ocean variability (ENSO-related, basin-wide warming is the first EOF), accounts for around 12% of the variability in the instrumental record from the last 40 years, and corresponds temporally to episodes of drought in Indonesia and flooding in east Africa.

S99 propose the following model to explain the evolution of a dipole event: beginning in early boreal summer, easterly wind anomalies in the eastern basin lead to upwelling and a shallowing of the thermocline off the coast of Sumatra. As SSTs off Sumatra cool,
convection along the Oceanic Tropical Convergence Zone (OTCZ) weakens and shifts downstream (to the west). Positive feedbacks between increased precipitation in the western half of the basin and eastern basin wind anomalies strengthen the Dipole through the boreal summer and early fall. The pattern finally degrades along with the reversal of the monsoon winds in November and December.

Our discussion of the DMI focused on a number of questions: Is the dipole truly independent of ENSO (as suggested by Saji1999)? What is the relationship between the Asian monsoon and the Dipole? Is there decadal variability in the DMI? What types of paleo-climatic records
would help answer these questions?

The fact that strong DMI events in the last 40 years correspond to both El Nino and La Nina events and that the DMI is defined statistically as being orthogonal to the Indian Ocean ENSO signature lends some credence to S99’s suggestion the DMI is independent. However, we thought it would be good to look at the relationship between DMI and ENSO beyond the last 40 years. Charles et al. (2003; hereafter C03) tried to do just that by combining coral oxygen isotopic records from both sides of the Indian Ocean basin to create a “CDI” – Coral Dipole Index - defined as the o18 record from Seychelles minus the o18 record from Bali. The record shows a general correspondence with Saji’s original index (r=0.47), but it’s not perfect. Indeed the Bali record is not in the greatest location to record the DMI is also
influenced directly by Pacific Ocean processes. Nonetheless, C03 suggest that the clear relationship between ENSO (especially warm events) and the CDI in this record (r=0.40-0.60 between CDI and a 13-month smoothed Nino 3.4 SST index during different epochs over the last 150 years) means ENSO and the Indian Dipole are closely related. At longer (9-16 years) timescales, the relationship between the CDI and ENSO remains, although the phase difference is lagged by 1-3 years.

We thought the relationship between the Indian Ocean Dipole and the Monsoon was equally fuzzy. S99 alludes to the idea that the Dipole may be modulating the strength of the monsoon through its influence on easterly winds along the Equator, but fails to document a clear
relationship between monsoonal rainfall and the Index. The CDI shows a similar pattern in the later 20th century, but shows a strong (4-month lagged) correspondence with the All India Rainfall Index prior to then. Despite this, C03 suggest that there is no independent
link between Indian monsoon strength and the Indian Ocean Dipole apart from common response to ENSO. C03 point instead to mid-latitude processes as likely responsible for modulating the relationship between ENSO and the monsoon.

Most of us thought that there was some decadal variability in the Indian Dipole indices, although evidence for this (typically) lacked conclusiveness.  We agreed in our discussion that we need more proxy records to get a better understanding of the Indian Dipole and its relationship to ENSO  and the monsoon, and thought that a coral-based proxy for SST and/or rainfall off Sumatra would be a good start. We also thought that proxies for wind, temperature and rainfall for the Indian continent or east Africa (e.g. a monsoon proxy) would help constrain the dynamics of the monsoon and how it relates to Indian Ocean processes.


Mar 10/12: Indian Sector: Mechanisms/Predictability (Webster et al., 1999; Luo et al. 2007)
  1. What is Webster's mechanism for the Indian Ocean dipole?
  2. What aspects of the mechanism imply predictability?  What limits predictability?
  3. Does the Luo et al. (2007) model produce skillful forecasts of IOD events? Why/why not?

[AZC 3/12/2008] Predictability and mechanisms of the Indian Ocean Dipole are difficult problems, because it's hard to tease out the Indian Ocean from the Pacific. Our discussion focused on the predictive mechanisms presented in Luo et al. (2007). We examined the 96-99 event and discussed how the phase of the IOD was positive in the summer of 97 with cold in the eastern Indian Ocean and warm in the west. Enhanced winds push water towards Africa enhancing upwelling off Sumatra and producing an ‘Ekman bump’ in the Autumn. In the Topex/Poseidon sea level height altimetry we examined you could also see the Kelvin waves propagating along the equator, consistent with the mechanism proposed by Webster.

We then examined the SINTEX-F1 model of the Indian Ocean, discussing how this model has a very high resolution and is the state of the art of such models. Unfortunately although SSTs and winds are modeled well the model does not do a very good job at modeling the thermocline depth in the eastern Indian Ocean. This is important since the amount and area of upwelling and its response to wind stress changes is very much dependent on the depth of the thermocline. Using this model they were able to predict the 1994 IOD but had problems with the 1997 IOD. We discussed how this might be caused by anomalous northwesterly winds reducing the upwelling off Sumatra.

What makes the IOD predictable? Knowing that an ENSO event is happening helps with predictability of SST over more than 3-4 month lead times. At shorter lead times, the state of the ocean (and Kelvin wave propagation at the thermocline) in the equatorial Indian Ocean is important.  When examining the predictability of the IOD presented in the paper we discussed that during an El Nino the IOD is more easily predicted. We then discussed how the authors used their model to predict the 2006 even accurately but didn’t tell anyone. This led to a discussion of scientific responsibility and how to present uncertainty. Communication is important; and communicating uncertainty may be just as important.

How predictable is the IOD? Luo et al. say very. We refocused on the ENSO influence on IOD predictability discussing what would happen if you ‘turned off’ the Pacific. Some ideas presented were that you could see if the IOD is separate from ENSO, you could see how predictable the IOD is in the absence of ENSO. It is clear from the paper that predictability skill would suffer in winter. What could we test without the Pacific? We could test whether the IOD is random or red noise generated by ENSO; in other words, can ENSO activity be one of many triggers for IOD activity?  The analogy of a man standing on a dock who will fall in if pushed by ENSO but then again he may still fall in anyway if not pushed was considered. We could also test if ENSO predictability is affected by the IOD.

To test these we suggested some improvements that could be made in the model, such as, a better match of mean thermocline depth in the eastern Indian Ocean, higher temporal and spatial resolution, and more dense observations for initial conditions. Resolution may matter over India (where topography controls so much), near Sumatra so that we can better catch the upwelling along the coast and in the eastern equatorial region during monsoon season so as to get the annual cycle right. To improve resolution in the model is probably not enough unless we can also improve resolution in the observations.

We then discussed the tendency in the IOD index to be skewed positive; i.e. positive event amplitudes greater than negative event amplitudes, which we concluded was because of the Ekman bump. We also noted that if El Nino seems to be a trigger it also seems that during La Nina the IOD remains unaffected.



Mar 24/26: Atlantic Sector: Observations (Hurrell, 1995; Thompson and Wallace, 2000; Black et al. 1999)
  1. What are the primary pressure, wind, and temperature patterns associated with the North Atlantic Oscillation (NAO)?   What regions are most sensitive to NAO variability and in what way? 
  2. Describe a “typical” Northern Annular Mode (NAM) signature based on winds, pressure and SST, and differences between high- and low-index conditions (cold and warm events). What locations/countries are most affected? Is the NAO an isolated phenomenon, or is it best considered as part of the Northern Annular Mode?
  3. Why is the abundance of G. Bulloides in marine sediment in the southern Caribbean more sensitive to SSTs elsewhere in the Atlantic than closer to the site?
  4. Is there evidence for decadal variability in the North Atlantic? 
[WDS 04/13/08]  This week we discussed observations of North Atlantic decadal-scale variability from instrumental observations (Hurrell 1995; Thompson and Wallace 2001) as well as proxy records from cores in the Cariaco Basin off the Carribean coast of S. American (Black et al 1999).  The North Atlantic Oscillation (NAO) is the dominant mode of variability in the mean sea level pressure over the North Atlantic, it is defined as the difference in mean sea level pressure between the azores and iceland.  The NAO projects very strongly onto the dominant mode of variability in Northern Hemisphere slp known as the Northern Annular Mode (NAM).  Both of these indices have a well-defined dipole of slp between the mid-latitudes and sub-polar regions.  The time-series of the NAO indicates 3 major regimes.  in the early 20th century the NAO was positive, from 1940-1970 the NAO was predominantly negative, and recently the NAO has been positive.  During the positive
phase strong zonal flow off of SE Canada results in colder than normal SST in the North Atlantic and the extention of the zonal flow into N. Europe results in greater than average temperature across much of Europe and Northern Asia.  The positive phase of the NAO is also characteristic of enhanced moisture transport into northern Europe.  The negative phase of the NAO is characteristic by a anomalous meridional flow regime in the North Atlantic resulting in positive slp anomalies over Iceland and negative slp anomalie of Portugal and the Azores.  It was shown in Thompson and Wallace (2001) that extreme cold event frequency is increased over central North America and Eurasia during the negative phase of NAM.   Alys further discussed the simlarities of NAM and NAO.  Research thus far
is ambiguous as to whether the NAM is a larger impact of the NAO or whether the state of NAM drives N. Atlantic slp patterns.  In anycase both indices show a preference for anomalies in the N. Atlantic with minimal influence over the N. Pacific.

Nick discussed Black et. al (1999) and the sediment cores of G. Bulloides abundance in the Cariaco Basin as it is related to decadal variability in the N. Atlantic.  In general the time-series of G. Bulloides abundance is due upwelling in the Cariaco Basin due to stronger easterly trade-winds.  Upwelling should result in local cooling, therefore one would expect the time-series to be strongly correlated to Carribean SSTs.  However, the Cariaco Basin upwelling is an extremely local phenomenon.  The variability in the tradewinds to which G. Bulloides abundance is tied to is a strong response to N. Atlantic SSTs south of Greenland as well as the strength of the subtropical high pressure that drives the tradewinds.  The pattern of SST correlation suggests that the Cariaco Basin core could be a good indicator of the evolution of the NAO for the last 800 years.  Much of Nick's presentation centered around the age-model uncertainty of the proxy and whether decadal scale variability could be adequately represented.  Using a Monte-Carlo method it was shown that the first 100 years in the record will represent the variability faithfully.  However, mixing of the gradual varved sediment record with sediment flows into the region the core was extracted start to impact the age-model significantly after 100 years.  The uncertainty is around 150 years from 200 to 500 years in the past.  This uncertainty makes it extremely difficult to line up significant events in the N. Atlantic that may have been recorded elsewhere.  Some uncertainty was also attributed to solar variability (cosmic rays) as it related to 14C production in the atmosphere.  Also, a lag develops in the ocean 14C compared to that of the overlying atmosphere known as the reservoir effect.  All of these introduce uncertainty into the age model that make spectral peaks of decadal scale variability suspect using the entire 800 year record.  In some cases spectral peaks may appear significant but are not, as well (and probably more the case) true decadal variability is not fully represented leading to errant
conclusions of the lack of relation of variability in the Cariaco Basin to variability in the N. Atlantic or Equatorial Pacific.  Despite this uncertainty the SST correlation map is a clear representation of the wide-scale N. Atlantic variability with the Cariaco Basin.



Apr 7: Atlantic Sector: Mechanisms (Dong and Sutton, 2005)
  1. How does the model used in Dong and Sutton (2005; hereafter DS05) differ from that used in R99?
  2. This article focuses on the mechanisms responsible for generating an approximately 25 year cycle in the N. Atlantic thermohaline circulation (THC).  How does the ocean with depth evolve through this period and what are the oceanic mechanisms responsible for this according to their model?
  3. What are the two mechanisms by which it is suggested that the atmosphere can force the THC?  Are these forcings regular or random?
[TRA 04/07/08] Important oceanographic research during the last century has (among other things) identified important vertical density, salinity, and temperature structures in the Atlantic. Seawater that is colder or more saline is more dense than warmer/fresher waters. In the North Atlantic, there is a supply of of warm, salty water via the Gulf Stream and North Atlantic Drift. When these waters reach the cold subpolar regions of the Greenland-Iceland-Norwegian (GIN) and Labrador seas during winter, they cool, becoming much more dense and hence sinking. Well below the ocean's surface, they travel south and eventually are mixed together with other deep and global ocean circulation currents originating in the Southern Ocean. For our purposes, the main point here is that the amount of heat reaching the North Atlantic is modulated by the rate of this "thermohaline circulation" (THC) and the strength of the subtropical gyre circulation. 

As Bill showed on Wednesday, coupled ocean-atmosphere-sea ice general circulation  modeling (GCM) experiments seem to indicate the potential for ocean-atmosphere interactions to accelerate and deccelerate the THC on interdecadal timescales. Consider the basic chain of physical mechanisms identified by Dong and Sutton: 1) the meridional overturning circulation (MOC, equivalent to THC for our purposes) slows down, perhaps in response to an NAO-cause reduction in wind stress curl, and therefore less surface advection of saline, warm waters, reduced Ekman divergence, greater mixed layer stability, and lower heat fluxes); (2) this slowdown results in a build-up of cold N. Atlantic waters and negative sea surface height anomalies in the deep water formation regions of the North Atlantic. (3)  The increase in the meridional sea level height gradient causes an intensification of the subtropical gyre and advection of warm, saline waters via the Gulf Stream and North Atlantic Drift currents. These saline waters cool, sink, and because they are so dense (relatively), they reduce vertical stability and strengthen the MOC, driving the whole cycle in reverse.  The timescale for this process is ~25 years. The primary density perturbation is due to salinity advection, but advection of mean temperature by the anomalous current is important for the phase reversal of the oscillation.  Moreover, it is hypothesized to have global impacts through modification of tropical circulation and SST patterns. That is, if the associated atmospheric circulation anomalies shift the "thermal equator" north or south, this will move the latitude of the ITCZ, equatorial wind intensity, upwelling in the tropics, and hence perturb the tropical ocean-atmosphere system, possibly via ENSO dynamics.  This is not inconsistent with the link we observed in Black et al. (1999) in the Cariaco Basin (their Figs. 1,2), and further supports their interpretation of their proxy record, possibly as a North Atlantic  MOC proxy.  Although DS05 indicate that changes in the North Atlantic lead a tropical response by up to 6 years, further experiments with decoupled ocean and atmosphere model components and with  idealized forcings would help to constrain the mechanisms by which the North Atlantic might force the tropical ocean-atmosphere system.



Apr 14: Atlantic Sector: Predictability (Rodwell et al., 1999)
  1. Rodwell et al. (1999; hereafter R99) used a global AGCM driven by input of SST data (GISST3.0).  How might the model represent the NAO if the atmosphere were allowed to provide feedback to the Ocean SSTs?  There is some related discussion in the article.
  2. Fig. 2 of R99 shows how the NAO time-series projects onto the spatial variability of SSTs in the N. Atlantic.  How does the spatial patterns within the 95% condifidence level compare from the "observed" NAO SST projections to the "modeled" NAO projections?  What is meant by field significance?
  3. What role does latent heat transport have in producing the atmospheric circulation of the NAO?  How does the SST anomaly pattern compare to the model's surface evaporation pattern in Fig. 3 of R99?

[SR 04/21/08] This week we learned use of Ingrid data catalog and how one can make spatial (regression, correlation) maps, timeseries etc. using this system. Two relevant websites are http://ingrid.ldgo.columbia.edu/ and http://climexp.knmi.nl/start.cgi?someone@somewhere . We focused more on the use of Ingrid, and worked out an example to create the NAO/SST regression map. To get started with Ingrid look here: http://iridl.ldeo.columbia.edu/dochelp/Tutorial/ .

The topic of discussion was predictability in the Atlantic Sector. As pointed out by Tyson, the key to predictability in the Atlantic is dependent on our understanding and modeling of the mechanisms. The mechanism involves interaction between the thermohaline circulation and the subpolar gyre circulation. Since this topic was discussed last week, I will not talk about it again. For more on the mechanisms, read Dong and Sutton, 2005 (DS05) (refer Figure, 13 for a quick summary, or see last week's summary).

Rodwell et al., 1999 (R99) used a general circulation model of the atmosphere (GCM) to investigate the ocean’s role in forcing North Atlantic and European climate. The model was setup with horizontal grid resolution of 2.5o x 3.75o and 19 levels in the vertical and a timestep of 30min. The model was forced with sea surface temeratures (SSTs) and sea ice extents from the GISST3.0 data set. Six 128-year simulations were started from 1870, differing only in their initial atmospheric conditions. 

The authors show that the ensemble mean from the six GCM runs has good correspondence with the observed NAO (Figure, 1, R99). They also show regression maps (Figure 2, R99) and draw the same conclusion. This led to the discussion: why is it that a deterministic model needs to be run six times, and the ensembles mean taken, before the predicted values seem comparable to the observed? The answer as pointed out by Mike was given back in 1963 by a very famous Meteorologist, Edward Lorenz, who passed away just this week. To learn more see Deterministic Nonperiodic Flow (Lorenz, 1963); or the first chapter of Gleick, 1987. In summary, he showed that some deterministic systems have formal predictability limits under special conditions :-).

So now that we have a model and it seems to predict historical NAO timeseries, can it be used to predict future climate in the Atlantic and Europe? Well, the answer to this question as you guessed is not a simple (Yes!). As pointed out by Tyson, there are differences between the models used by R99 and DS05. One of the primary differences is that the model used by DS05 is a coupled ocean-atmosphere model where as, R99 forced the atmospheric model with observed SSTs. Though this may be the case, R99 argue that SST characteristics are communicated to the atmosphere through evaporation, precipitation and atmospheric heating processes. R99 then suggest that since there is significant predictability of mixed layer oceanic temperatures (which is what they are using to force their model) at multiannual timescales, there is predictability of NAO at season and perhaps multiannual timescales. They do however acknowledge that, to understand the interannual and longer timescale predictability of SST pattern, a fully coupled model of the ocean and the atmosphere is required.  We looked at the Met Office predictions using a statistical model based on the R99 hypothesis and found that the predictions are typically right about 2 times out of three, and that the prediction for this past winter was right, within error - - but the errors were quite large and straddled zero. 


Apr 21: Antarctic Sector: Observations (Thompson and Wallace, 2000; Jones and Widmann, 2004)
  1. How is the Southern Annular Mode expressed in time series and spatial patterns in wind, pressure and geopotential height field anomalies? 
  2. How does the SAM differ from the NAM?  Why?
  3. Is there decadal variability in the SAM?
[TLS/MNE 04/30/08]  The Southern Annular Mode (SAM) may be diagnosed in a variety of ways and meteorological variables: it is a dominant feature of the extratropical Southern Hemisphere (SH) circulation.  Thompson and Wallace (2000; hereafter TW2000) defined an index of the pattern as the standardized first principal component of monthly 850mb geopotential height anomalies poleward of 20S.  The spatial pattern associated with the SAM index is annular, hence the name: symmetric about the Antarctic continent, with a nodal line at about 50S.  Further analysis of the SAM is made through regression of various climatological fields on the SAM index; as the index is dimensionless, regression units are those of the regressed variable.  The horizontal and vertical patterns in winds, sea level pressure, geopotential height near the surface and in the lower stratosphere, temperature and total column ozone all reflect (1) shift in the mean position of the westerly winds and storms associated with them during "active" seasons; (2) amplification of the pattern with altitude and toward the pole; and (3) anomalous Ferrell and subtropical Hadley cell overturning circulation anomalies.  There appear to be two active seasons for the SAM, when the mean winds at 50mb height are neither too strong nor too weak, either of which might damp formation of storms.  The active season in the SH is in austral spring (OND).  Despite the fact that the Antarctic  and Arctic have very different continent-ocean configurations, the SAM shares many of these features with the Northern Annular Mode (NAM), whose active season is in JFM, and whose seasonality is stronger.   The latter effect is likely due to the presence of land-ocean jet exit regions in the North Pacific and North Atlantic where storm formation is favored in winter -- these likely result in the extension of NAM variability in the North Atlantic region (i.e. the North Atlantic Oscillation).

Is there decadal variability in the SAM?  Jones and Widmann (2004; hereafter JW2004) reconstructed an Antarctic Oscillation Index (essentially a NAM index similar to that of TW2000) back in time using detrended multiple linear regression of land station atmospheric pressure data  from the Southern Ocean sector on this index derived from the ECMWF ERA-40 reanalysis product.  There is some disagreement between the
reconstruction and the observed spatial and temporal patterns, and the verification process may produce artificial skill in the results – but there appears to be decadal variability (albeit of little statistical significance) in the reconstructed NAM back through the early 20th century.  A primary result was evidence for an intensification of the SAM in the early 1960s, similar to that observed since the 1970s, and perhaps countering attribution of the late 20th century trend to stratospheric ozone trends (see Thompson et al., 2000; and Thompson and Solomon, 2002).


Apr 28/30: Antarctic Sector: Mechanisms (Hall and Visbeck, 2002)
  1. What are the advantages and disadvantages of the model used in the study?  Is it appropriate for their question?
  2. Why are the patterns (SLP, wind, etc.) associated with the southern annular mode so much more zonally homogeneous than the northern annular mode?
  3. Describe the ocean-atmosphere feedback mechanisms that amplify positive SAM anomalies. (Figure 12 and summary).
  4. What is/are the negative feedback(s) that could return the system to the
    mean or a negative state, and allow for decadal variability? Is there a
    preferred timescale for these mechanisms?
[WDS 5/5/08] This week we explored the Hall-Visbeck (2002; hereafter HV02) mechanism by which variations in the Southern Annual Mode result from the highly coupled Southern ocean-atmosphere in a long, coupled ocean-atmosphere general circulation model simulation.  The model has a very coarse resolution atmosphere and ocean and requires flux corrections, potentially serious limitations.  But the 5000 years of simulation provides the opportunity to gain real statistics on the low frequency variability in the resulting model fields.

Fig. 3 in HV02 is an important description of how the model atmosphere responds to the SAM.  Strong and well correlated positive anomalies in the zonal mean wind flow occur around 55°S and corresponding negative anomalies occur around 35°S.  This results in a northward shift of the jetstream during positive SAM periods.  This also results in an anomalous atmospheric meridional overturning circulation, with the descending branch around 45°S and the ascending branch around 65°S.  The anomalous zonal winds produce an equatorward (at right angle) Ekman drift off of the Antarctic coast.  This helps force ocean upwelling near the coast (65°S) due to Ekman divergence and downwelling near 45°S due to Ekman convergence.  Fig. 6 in HV02 shows a similar anomalous oceanic overturning circulation to that of which occurs in the atmosphere, although the mechanisms for producing both are somewhat  separated.  This ocean overturning circulation produces anomalous meridional density gradients in the ocean subsurface that result in a strengthening of the Antarctic circumpolar current.  Nick showed the relationship between easterly wind stress (that produces the overturning circulation) and vertically averaged zonal ocean transport with real observational data.  The two measurements are highly correlated and in phase with each other.  Nick then showed that the anomalous Ekman drift transports ice as well as SST anomalies northward.  This anomaly forcing may have important impacts on the atmospheric heat budget and circulation, perhaps reflecting the negative feedbacks required to produce an oscillation on decadal timescales.  Is there predictability in this system?  A comparison of the Drake Passage (proxy for circumpolar current) and SAM's power spectrums show that while there is long-timescale red-noise integration of variability in the circumpolar current strength, the SAM spectrum is very white and there is little coherency between SAM and the Antarctic circumpolar current beyond 10 to 20 years.


May 5/7: A Strawman (Quadrelli and Wallace, 2004); Semester Overview

For our discussion of Quadrelli and Wallace (2004) for Monday, 5/5/08:
  1. Why is description of patterns in the extratropical, interannual, wintertime Northern Hemisphere sea level pressure field in terms of just a few large-scale structures preferable to multiple indices?
  2. Could the decadal patterns we have studied within the various ocean sectors be heuristically unified in a similar sense?  If so, how?
For our grand review of the semester, Wednesday, 5/7/08:
  1. What are the sources of decadal-timescale memory in the climate system?
  2. Is there evidence for uniquely decadal mechanisms of climate variation, relative to a reasonable null hypothesis (annual cycle + interannual variability + memory)?
  3. Is there evidence for predictability on decadal timescales, relative to persistence?  If so, where, how and why?
Based on our discussion, the class has put together a semester summary, including a response to these questions and a matrix of results from our readings and discussions.

Here is my own semester summary:

Decadal variability in the climate system rarely corresponds to unique
mechanisms and specific timescales in any of the observations we examined.
Rather it might result from the interaction of a few well-known,
important, annual and interannual modes of climate variability (mode,
implying a physical mechanism worth describing as an independent unit:
i.e. the annual cycle, ENSO, monsoon, annular modes, anthropogenic change;
not necessarily the same as a *pattern* derived from statistical analysis
subject to data availability, analysis artifacts, etc.), interacting with
multiple memory generators in the Earth System (ocean thermodynamics and
circulation, ice, land surface, stratospheric chemistry and circulation).
Maybe it resists definition because there is no such independent thing,
and the spectral features of climate are better described as generally
weakly chaotic (i.e., a continuum).

The mechanisms we saw again and again involved ocean and atmospheric
Rossby waves (a.k.a. subtropical and subpolar gyre circulation anomalies;
and/or propagation of anomalous sea surface conditions with the mean gyre
circulation); strongly-damped memory of intra-seasonal to interannual
atmospheric phenomena imprinted in the shallow and deep ocean circulation
and perhaps in deep soil moisture; and tropical ENSO-like mechanisms in
which near-equatorial ocean Kelvin and Rossby waves were tightly coupled
to atmospheric conditions.

A continuum of timescales (including long ones) should mean that there is
a measure of interannual-decadal timescale predictability.  In practice we
saw that in most cases the memory generators were strongly damped away, so
that despite the memory, stronger, higher frequency variations, due to
those time-scale independent mechanisms, could wash out skill. 
Nevertheless, operational long lead forecasts are now being made in all
the sectors we studied except the Southern Oceans, because even prediction
with a few months leadtime can be societally useful.  In the Atlantic,
there is reason to suggest that eventually 5 year lead forecasts should be
skillfully possible; but in other cases, the prediction timescale with
skill better than persistence was generally limited to 3-6 months;
possibly a year if ENSO was involved in some way.



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